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Philip L. Bereano, Ph.D., J.D., is a professor in the College of Engineering, Department of Technical Communicati...

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Does Genetic Research Threaten Our Civil Liberties?

Philip Bereano

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Mapping the human genome may lead to new medical breakthroughs; however, it may also lead to:

  • an individual’s loss of privacy
  • discrimination by class or genetic profile
  • genetic enhancement of select individuals or populations

August 2000

Bereanophoto.jpg

Some commercial DNA kits analyze single nucleotide polymorphisms (SNPs). The science of genetics is a flourishing new industry. Illustrator: David Hall.

The Human Gene Project at the National Institutes of Health, also being supported in universities all across America, will one day in the not-too-distant future enable every set of parents that has a little baby to get a map of the genetic structure of their child. So if their child has a predisposition to a certain kind of illness or a certain kind of problem, or even to heart disease or stroke in the early 40’s, they will be able to plan that child’s life, that child’s upbringing, to minimize the possibility of the child developing that illness or that predisposition, to organize the diet plan, the exercise plan, the medical treatment that would enable untold numbers of people to have far more full lives than would have been the case before…1 (Former President Bill Clinton)

However, the confluence of a number of technical and social trends has greatly enhanced the capacity for using genetic techniques for surveillance and tracking:

The goal of The Human Genome Project is to identify every human gene.
  • The science of genetics is a flourishing new industry, nourished in large part by the federally funded Human Genome Project. The goal of this ambitious research endeavor is to identify every gene found in the human body, perhaps 100,000 in all. Several months ago, the US government and a private corporation announced that they had “completed” the “map” of the genome, although actually there are still many gaps. Much related research focuses on genetic diagnostics — tests designed to identify genes thought to be associated with various medical conditions. More than 50 new genetic tests have been identified in the past five years alone.

  • The increasing speed, sophistication, affordability, and interconnectivity of computer systems allows the rapid monitoring and matching of many millions of records. A 1994 benchmark study by the ACLU found that “concerns about personal privacy run deep among the American people.”2

Genes have become a business commodity.
  • The promotion of an ideology of geneticization fosters the belief that genes are determinative of an individual’s behavior, character, and future.

  • Capitalist economic relations have created a scramble for venture capital, the altering of patent laws, and calls for mass genetic testing by researchers who trade on the old image of the altruistic scientist to mask their conflicts of interest in testing labs, patents, consulting contracts, etc.

Our technological society

New technology does not benefit everyone equally.

Technologies are not value-neutral; they usually embody the perspectives, purposes, and political objectives of powerful social groups. The dominant ideology in Western society proclaims that science and technology are value-neutral, and the only problems caused by technologies are either “externalities” (unintended side effects) or abuses. However, because technologies are the result of human interventions into the otherwise natural progression of activities (and not acts of God or of nature), they are themselves actually imbued with human intentions and purposes. Current technologies do not equally benefit all segments of society (and indeed are not intended to do so), although to maximize public support for these developments and to minimize potential opposition, their proponents rarely acknowledge these distributional ramifications.

Because it needs large capital, new technology is influenced by the rich and powerful.

The United States is a society in which the differential access to wealth and power has been exacerbated during recent years. Thus, those people with more power can determine the kinds of technological developments that are researched and implemented. Because of their size, scale, and requirements for capital investments and for knowledge, modern technologies are powerful interventions into the natural order. They tend to be the mechanisms by which already powerful groups extend, manifest, and further consolidate their powers. Thus, technologies themselves are not neutral; they are social and political phenomena. Genetic technologies and computerization exhibit these characteristics, and reflect power differentials in our society.

Genetic enhancement of individuals or races (eugenics) is possible

The resulting milieu of technological triumphalism appears to offer omniscience — capabilities of enhanced surveillance and control over people and events, as well as promises of perfectionism (thus leading to both a loss of privacy and increased opportunities for discrimination by powerful entities). Predictability will replace a tolerance for natural variation and diversity. Powerful scientists have already called for programs of eugenics, labeled as “genetic enhancement” to create a less distasteful package.3

Loss of privacy

Genetic privacy is as real a concern as medical privacy.

Genetic privacy, like medical privacy in general, involves notions of the dignity and integrity of the individual. Is data accurate; can individuals access their own files; can the donor correct inaccurate data; are the custodians faithful and are technical security systems protecting the data where possible; does the individual have control over which third parties are allowed access, and under what conditions?

The US Department of Defense will not bar third-party use of employee DNA samples.
  • The US Department of Defense insists on taking DNA samples from all its personnel, ostensibly for identification of those killed in action and body parts from military accidents — despite the fact that the samples are to be kept for 50 years (long after people have left active duty), the program includes civilian employees, the agency refuses to issue regulations barring all third party use, and the Department will not accept waivers from the next of kin of subjects not wanting to donate tissues.
FBI criminal data includes DNA collected from the convicted as well as the accused.
  • The FBI has been promoting the genetic screening of criminals to establish state DNA identification data banks to be used in criminal investigations; indeed, Federal legislation penalizes states fiscally if they don’t participate, and now all do. Yet the data includes samples from those whose crimes have low recidivism rates or don’t leave tissue samples; in some states people merely accused are forced into the program, and in others there are politicians calling for an expansion along these lines, despite the Constitutional presumption of innocence.
Infant blood tests are stored in databases.
  • Infant blood samples, from the heel-sticks used to determine blood type and test for PKU, are stored as “Guthrie blots.” California alone has more than seven million in its repository.
An individual’s rights should include informed consent to genetic screening.

The American Civil Liberties Union advocates that “the decision to undergo genetic screening is purely personal” and it should not be “subject to control or compulsion by third parties” or the government. And “where a person has intentionally undergone genetic screening procedures there must be no disclosure of findings to third parties without the express and informed consent of the subject given after the results of the screening are made known to the subject and upon such times and conditions as the subject may require…”4

Yet patients’ records “are commodities for sale,” in the words of the New York Times a few years ago,5 and a panel of the US National Research Council has warned that the computerized medical records of millions of citizens are open to misuse and abuse.6

Genetic discrimination

People have been denied health insurance because of genetic screening.

Genetic discrimination is the other major civil liberty threatened by genetics research. Scientists working with the Council for Responsible Genetics have documented hundreds of cases where healthy people have been denied insurance or employment based on genetic “predictions.”7 Of course, relatively few genetic diseases are deterministic; most tests (which have inherent limits themselves) cannot tell us if a genetic mutation will become manifest; if it does do so, it cannot tell us when in life this will occur; and if it happens, how severe the condition will be. In addition, many genetic conditions can be controlled or treated by interventions and environmental changes; that is why governments mandate testing newborns for PKU.

The growth of the mania for testing in the US is a manifestation of class relationships, through new technological possibilities: employers test employees, insurance companies and health organizations test patients, college officials test students, legislators pass bills to test a variety of disempowered groups (welfare recipients, prisoners, immigrants and the like). Such indignities are never foisted upon the ruling class by the masses.

Examples of such discrimination include:

An HMO stated it would pay for an abortion of a fetus carrying a genetic disorder, but not provide coverage if born.
  • A pregnant woman, whose fetus tested positive for cystic fibrosis, was told by her health maintenance organization (HMO) that it would be willing to cover the cost of an abortion but would not cover the infant under the family’s medical policy if she elected to carry the pregnancy to term.

  • A healthy woman, who casually mentioned to her family doctor that her father had been diagnosed with Huntington’s disease, and that she herself was at risk for inheriting this genetic disorder, was later denied disability insurance. The insurance company rejected her because they found a note about her father’s diagnosis written in the margin of her medical records.

Healthy people were denied coverage despite their disease prevention measures.
  • A healthy boy, who carried a gene predisposing him to a heart disorder, was denied health coverage by his parents’ insurance company, even though the boy took medication that eliminated his risk of heart disease.

  • One healthy man in his 20s with a gene for the degenerative brain condition Huntington’s disease was refused life insurance. His older brother, on the other hand, tested negative and was able to reduce his premium which had been previously set on a family history of the disease.

  • Another case involved a well woman in her 30s whose genetic test indicated a 70 to 90 per cent risk of developing cancer. Despite having regular screening for cancer, her superannuation was reduced and the life cover component refused.

Insurance companies in many states can charge higher health premiums.

Federal legislation, the Health Insurance Portability and Accountability Act (HIPPA, 1996), limits genetic discrimination as a basis for denying certain insurance medical insurance policies, but it does not prohibit charging higher premiums, nor does it cover life, disability, or automobile insurance or to employment — all areas of documented discrimination. Slowly, state by state, the CRG, ACLU, and patients’ rights groups are trying to get legislation passed to reduce or eliminate genetic discrimination; about 40 states have enacted some type of protections, but many are very weak and/or partial.

Federal rules for medical privacy (including genetic information) under HIPPA were announced in August 2000, after weaker proposals by the Clinton Administration received a great deal of criticism. While providing standards for the disclosure of bio-information, the rules require that the patient only receive notice, not give consent; thus, there still would not be full patient control over sensitive information.

The President has also announced his support of a Federal bill which would prohibit health insurance providers from using any type of genetic information for making decisions about whether to cover a person or what premium to charge. This legislation would address some of the discrimination problems which have been occurring. And he has issued an Executive Order barring genetic discrimination in Federal employment.

Our fate is not determined solely by genes; environmental factors play a role, too.
Conclusion: The politics of genetic technologies must be monitored.

Conclusion

Beyond the risks of discrimination and loss of privacy, however, society’s fascination with genetic determinism has other social and political consequences. An overemphasis on the role of genes in human health neglects environmental and social factors, thus contributing to the image of people with “defective” genes as “damaged goods.” This, in effect, encourages a “blame the victim” mindset, directly contrary to the public policy embodied in the Americans with Disabilities Act, now 10 years old. Economic and social resources end up being diverted into finding biomedical “solutions” while societal measures get short-changed.

Although new technologies claim to offer us more “freedom,” they really can threaten our civic values. This is certainly true of the new biology. As Jefferson warned, “the price of liberty is eternal vigilance” — it isn’t genetically hard-wired to happen automatically.

Philip L. Bereano, Ph.D., J.D., is a professor in the College of Engineering, Department of Technical Communication, University of Washington, Seattle. For over 30 years he has worked on issues regarding technologies and public policies. He chairs the national Committee on Databases and Civil Liberties of the American Civil Liberties Union, and is a co-founder of the Council for Responsible Genetics. He participated in the development of the UN Cartagena Biosafety protocol.
http://www.hcde.washington.edu/navpeople/emeritus

Does Genetic Research Threaten Our Civil Liberties?

For Sale: Iceland’s Genetic History

Another on our site, this article provides an example of the civil liberties issues in Iceland stemming from a medical database of the nation’s entire population.
https://scienceinstyle.com/genomic/hlodan.html

DNA patenting

A two-part article by Philip Bereano detailing real examples of DNA patenting conflicts.
http://cseserv.engr.scu.edu/NQuinn/ENGR019_301Winter2002/body.htm

Is biology a political science?

BioScience magazine article discusses the relationship of science with our culture and the importance of not taking a reductionist approach toward science. http://caliber.ucpress.net/doi/full/10.1525/bisi.1999.49.6.479

EPIC on privacy

The A to Zs of privacy, compiled by the Electronic Privacy and Information Center (EPIC), a public interest research group in Washington, D.C., whose goal is to inform the public about emerging civil liberties issues, the protection of privacy, the First Amendment, and constitutional values.
http://www.epic.org/privacy

ELSI on privacy

FAQ’s about privacy issues, presented by the Lawrence Berkeley National Laboratory’s ELSI (ethical, legal, and social issues in science) project. Designed for teachers, with classroom activities, the information is useful to anyone.
http://www.lbl.gov/Education/ELSI/privacy-main.html

Medical genetics

A list of web links to various organizations active in the area of medical genetics.
http://www.acmg.net//AM/Template.cfm?Section=Terms_and_Conditions&termsreturnurl=Section%3DLinks

Workplace rights and genetic testing

The American Civil Liberties Union provides this fact sheet about genetic discrimination in the workplace.
http://www.aclu.org/WorkplaceRights/WorkplaceRights.cfm?ID=9075&c=180

Read a book

Genetic Secrets: Protecting Privacy and Confidentiality in the Genetic Era by Mark A. Rothstein (Editor). The dramatic explosion of information brought about by recent advances in genetic research brings welcome scientific knowledge. Yet this new knowledge also raises complex and troubling issues concerning privacy and confidentiality. This thought-provoking book is the first comprehensive exploration of these ethical, legal, and social issues.

The Institute for Health Freedom

The Institute provides a forum for exchanging ideas about health freedom. The Institute works with scholars and policy experts in the areas of economics, health care, law, philosophy, and the sciences to foster public debate.
http://www.forhealthfreedom.org/About/

Center for Democracy and Technology

The Center for Democracy and Technology is a non-profit public interest organization working to keep the Internet open, innovative, and free. With expertise in law, technology, and policy, CDT seeks practical solutions to enhance free expression and privacy in communications technologies. CDT is dedicated to building consensus among all parties interested in the future of the Internet and other new communications media.
http://www.cdt.org/about

Medical Information Bureau

When applying for insurance, you may be authorizing the insurance company to check your records with MIB to verify that the information you have provided is accurate. Learn how to get a copy of your medical records from MIB.
http://www.mib.com/html/consumer_protection.html

Center on Medical Record Rights and Privacy

The Center on Medical Record Rights and Privacy is based at Georgetown University’s Health Policy Institute, a non-partisan multi-disciplinary group of faculty and staff dedicated to conducting research on key issues in health policy and health services research. The Center is dedicated to raising public awareness of the rights and responsibilities associated with medical records and other health information.
http://medicalrecordrights.georgetown.edu/

  1. President Bill Clinton in the New York Times, September 26, 1996, p. A14.
  2. American Civil Liberties Union, 1994 internal study.
  3. See Lee Silver, REMAKING EDEN: Cloning and Beyond in a Brave New World, 1997, Avon Books.
  4. American Civil Liberties Union, 1994 internal study.
  5. New York Times, 11/15/95, p A1.
  6. New York Times, 3/6/97, p. A1.
  7. Billings PR, Kohn MA, de Cuevas M, Beckwith J, Alper JS, Natowicz M. “Discrimination as a consequence of genetic testing.” Am J Hum Genet, 1992; 50:476-482. 8.HIPAA regulations: http://www.hhs.gov/ocr/hipaa/

ActionBioscience.org original lesson

This lesson has been written by a science educator to specifically accompany the above article. It includes article content and extension questions, as well as activity handouts for different grade levels.

Lesson Title: Genetic Research and Civil Liberties
Levels: High school - undergraduate
Summary: This lesson focuses on examining civil liberties issues as they relate to genetic research. Students can choose to represent an organization, real or fictional, that will report to a task force on civil liberties issues.

Download/view lesson.
(To open the lesson’s PDF file, you need Adobe Acrobat Reader free software.)

Useful links for educators

  • » Medical Privacy Tutorial Take a short, online tutorial about “Personal Privacy and Access to Medical Databases.” Included are classroom activities to enhance teaching of the topic. From Berkeley National Laboratory’s Ethical, Legal, and Social Issues in Science program. http://www.lbl.gov/Education/ELSI/privacy-main.html

Useful links for student research

In addition to the links in the “learn more” section above:



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